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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SUNSHINE ACT MEETINGS

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Sunshine Act Meetings. The notice was published in the Federal Register on Aug. 6 by Vanessa A. Countryman, Secret... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; REINSTATEMENT WITH CHANGE: RULE 30A-1

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Reinstatement With Change: Rule 30a... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ PHLX LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE METHODOLOGY FOR ITS OPTIONS REGULATORY FEE (ORF) AS OF JANUARY 2, 2026

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND RULES 903G AND 906G TO PERMIT FLEXIBLE EXCHANGE OPTIONS IN THE ISHARES BITCOIN TRUST ETF

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 19D-3

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 19d-3. The n... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ GEMX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND THE METHODOLOGY FOR ITS OPTIONS REGULATORY FEE (ORF) AS OF JANUARY 2, 2026

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NASDAQ MRX, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO DECREASE THE OPTIONS REGULATORY FEE (ORF) AS OF JANUARY 2, 2026

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: RULE 31 AND FORM R31

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 31 and Form R... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: BUSINESS CONDUCT STANDARDS FOR SECURITY-BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP PARTICIPANTS

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Business Conduct S... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE AMERICAN LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO MODIFY THE NYSE AMERICAN OPTIONS FEE SCHEDULE TO WAIVE THE COMBINED CAP ON FLOOR BROKER CREDITS PAID FOR QCC TRADES AND REBATES PAID THROUGH THE MANUAL BILLABLE REBATE PROGRAM FOR THE MONTHS OF AUGUST, SEPTEMBER AND OCTOBER 2025

WASHINGTON, Aug. 6 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More